[Lapg] Eden was a Garden, Not a Farm, Toby Hemenway( Published in Permaculture Activist #60, May, 2006)
Wesley Roe and Marjorie Lakin Erickson
lakinroe at silcom.com
Tue Jul 10 08:34:18 PDT 2007
Eden was a Garden, Not a Farm Toby Hemenway
http://www.patternliteracy.com/sustag.html
Is Sustainable Agriculture an Oxymoron?
(Published in Permaculture Activist #60, May,
2006 www.permacultureactivist.net/)
Jared Diamond calls it the worst mistake in the
history of the human race.(1) Bill Mollison says
that it can destroy whole landscapes.(2) Are
they describing nuclear energy? Suburbia? Coal
mining? No. They are talking about agriculture.
The problem is not simply that farming in its
current industrial manifestation is destroying
topsoil and biodiversity. Agriculture in any form
is inherently unsustainable. At its doorstep can
also be laid the basis of our cultures split
between humans and nature, much disease and poor
health, and the origins of dominator hierarchies
and the police state. Those are big claims, so lets explore them.
Permaculture, although it encompasses many
disciplines, orbits most fundamentally around
food. Anthropologists, too, agree that food
defines culture more than our two other physical
needs of shelter and reproduction. A single
home-building stint provides a place to live for
decades. A brief sexual encounter can result in
children. But food must be gotten every day,
usually several times a day. Until very recently,
all human beings spent much of their time
obtaining food, and the different ways of doing
that drove cultures down very divergent paths.
Anthropologist Yehudi Cohen (3) and many
subsequent scholars break human cultures into
five categories based on how they get food. These
five are foragers (or hunter-gatherers),
horticulturists, agriculturists, pastoralists,
and industrial cultures. Knowing which category a
people falls into allows you to predict many
attributes of that group. For example, foragers
tend to be animist/pantheist, living in a world
rich with spirit and in which all beings and many
objects are ascribed a status equal to their own
in value and meaning. Foragers live in small
bands and tribes. Some foragers may be better
than others at certain skills, like tool making
or medicine, but almost none have exclusive
specialties and everyone helps gather food.
Though there may be chiefs and shamans,
hierarchies are nearly flat and all members have
access to the leaders. A skirmish causing two or
three deaths is a major war. Most of a foragers
calories come from meat or fish, supplemented
with fruit, nuts, and some wild grain and
tubers.(4) Its rare that a forager will
overexploit his environment, as the linkage is so
tight that destruction of a resource one season
means starvation the next. Populations tend to
peak at low numbers and stabilize.
The First Growth Economy
Agriculturists, in contrast, worship gods whose
message usually is that humans are chosen beings
holding dominion, or at least stewardship, over
creation. This human/nature divide makes
ecological degradation not only inevitable but a sign of progress.
While the forager mainstays of meat and wild food
rot quickly, domesticated grain, a hallmark
innovation of agriculture, allows storage,
hoarding, and surplus. Food growing also evens
out the seasonal shortages that keep forager populations low.
Having fields to tend and surpluses to store
encouraged early farming peoples to stay in one
place. Grain also needs processing, and as
equipment for threshing and winnowing grew
complex and large, the trend toward sedentism accelerated.(5)
Grains provide more calories, or energy, per
weight than lean meat. Meat protein is easily
transformed into body structureone reason why
foragers tend to be taller than farmersbut
turning protein into energy exacts a high
metabolic cost and is inefficient.(6) Starches
and sugars, the main components of plants, are
much more easily converted into calories than
protein, and calories are the main limiting
factor in reproduction. A shift from meat-based
to carbohydrate-based calories means that given
equal amounts of protein, a group getting its
calories mostly from plants will reproduce much
faster than one getting its calories from meat.
Its one reason farming cultures have higher birth rates than foragers.
Also, farming loosens the linkage between
ecological damage and food supply. If foragers
decimate the local antelope herd, it means
starvation and a low birth rate for the hunters.
If the hunters move or die off, the antelope herd
will rebound quickly. But when a forest is
cleared for crops, the loss of biodiversity
translates into more food for people. Soil begins
to deplete immediately but that wont be noticed
for many years. When the soil is finally ruined,
which is the fate of nearly all agricultural
soils, it will stunt ecological recovery for
decades. But while the soil is steadily eroding,
crops will support a growing village.
All these factorsstorable food, surplus,
calories from carbohydrates, and slow feedback
from degrading ecosystemslead inevitably to
rising populations in farming cultures. Its no
coincidence, then, that farmers are also
conquerors. A growing population needs more land.
Depleted farmland forces a population to take
over virgin soil. In comparison, forager cultures
are usually very site specific: they know the
habits of particular species and have a culture
built around a certain place. They rarely conquer
new lands, as new terrain and its different
species would alter the cultures knowledge,
stories, and traditions. But expansion is built
into agricultural societies. Wheat and other
grains can grow almost anywhere, so farming,
compared to foraging, requires less of a sense of place.
Even if we note these structural problems with
agriculture, the shift from foraging at first
glance seems worth it becauseso we are
taughtagriculture allows us the leisure to
develop art, scholarship, and all the other
luxuries of a sophisticated culture. This myth
still persists even though for 40 years
anthropologists have compiled clear evidence to
the contrary. A skilled gatherer can amass enough
wild maize in three and a half hours to feed
herself for ten days. One hour of labor can yield
a kilogram of wild einkorn wheat.(7) Foragers
have plenty of leisure for non-survival
pleasures. The art in the caves at Altamira and
Lascaux, and other early examples are proof that
agriculture is not necessary for a complex
culture to develop. In fact, forager cultures are
far more diverse in their arts, religions, and
technologies than agrarian cultures, which tend
to be fairly similar.(3) And as we know,
industrial society allows the least diversity of
all, not tolerating any but a single global culture.
A Life of Leisure
Were also taught that foragers lives are
nasty, brutish, and short, in Hobbess famous
characterization. But burial sites at Dickson
Mounds, an archaeological site in Illinois that
spans a shift from foraging to maize farming,
show that farmers there had 50% more tooth
problems typical of malnutrition, four times the
anemia, and an increase in spine degeneration
indicative of a life of hard labor, compared to
their forager forebears at the site.(8) Lifespan
decreased from an average of 26 years at birth
for foragers to 19 for farmers. In prehistoric
Turkey and Greece, heights of foragers averaged
5'-9" in men and 5'-5" in women, and plummeted
five inches after the shift to agriculture (1).
The Turkish foragers stature is not yet equaled
by their descendants. In virtually all known
examples, foragers had better teeth and less
disease than subsequent farming cultures at the
same site. Thus the easy calories of agriculture
were gained at the cost of good nutrition and health.
We think of hunter-gatherers as grimly weathering
frequent famine, but agriculturists fare worse
there, too. Foragers, with lower population
densities, a much more diverse food supply, and
greater mobility, can find some food in nearly
any conditions. But even affluent farmers
regularly experience famine. The great historian
Fernand Braudel (9) shows that even comparatively
wealthy and cultured France suffered country-wide
famines 10 times in the tenth century, 26 in the
eleventh, 2 in the twelfth, 4 in the fourteenth,
7 in the fifteenth, 13 in the sixteenth, 11 in
the seventeenth, and 16 in the eighteenth
century. This does not include the countless
local famines that occurred in addition to the
widespread ones. Agriculture did not become a
reliable source of food until fossil fuels gave
us the massive energy subsidies needed to avoid
shortfalls. When farming can no longer be
subsidized by petrochemicals, famine will once again be a regular visitor.
Agriculture needs more and more fuel to supply
the population growth it causes. Foragers can
reap as many as 40 calories of food energy for
every calorie they expend in gathering. They
dont need to collect and spread fertilizer,
irrigate, terrace, or drain fields, all of which
count against the energy gotten from food. But
ever since crops were domesticated, the amount of
energy needed to grow food has steadily
increased. A simple iron plow requires that
millions of calories be burned for digging,
moving, and smelting ore. Before oil, one plow's
forging meant that a dozen trees or more were
cut, hauled, and converted to charcoal for the
smithy. Though the leverage that a plow yields
over its life may earn back those calories as
human food, all that energy is robbed from the ecosystem and spent by humans.
Farming before oil also depended on animal labor,
demanding additional acreage for feed and pasture
and compounding the conversion of ecosystem into
people. Agricultures caloric yield dipped into
the negative centuries ago, and the return on
energy has continued to degrade until we now use
an average of 4 to 10 calories for each calorie of food energy.
So agriculture doesnt just require cropland. It
needs inputs from vast additional acreages for
fertilizer, animal feed, fuel and ore for
smelting tools, and so on. Farming must always
drain energy and diversity from the land
surrounding cultivation, degrading more and more wilderness.
Wilderness is a nuisance for agriculturists, a
source of pest animals and insects, as well as
land thats just going to waste. It will
constantly be destroyed. Combine this with
farmings surplus of calories and its need for
large families for labor, and the birth rate will
rise geometrically. Under this brutal calculus of
population growth and land hunger, Earth's
ecosystems will increasingly and inexorably be
converted into human food and food-producing tools.
Forager cultures have a built-in check on
population, since the plants and animals they
depend on cannot be over-harvested without
immediate harm. But agriculture has no similar
structural constraint on over-exploitation of
resources. Quite the opposite is true. If one
farmer leaves land fallow, the first neighbor to
farm it gains an advantage. Agriculture leads to
both a food race and population explosion. (I
cannot help but wonder if eating high on the food
chain via meat, since it will reduce population,
is ultimately a more responsible act than eating
low on the food chain with grains, which will
promote larger populations. At some point humans
need to get the message to slow their breeding.)
We can pass laws to stop some of the harm
agriculture does, but these rules will reduce
harvests. As soon as food gets tight, the laws
will be repealed. There are no structural
constraints on agriculture's ecologically damaging tendencies.
All this means that agriculture is fundamentally unsustainable.
The damage done by agriculture is social and
political as well. A surplus, rare and ephemeral
for foragers, is a principal goal of agriculture.
A surplus must be stored, which requires
technology and materials to build storage, people
to guard it, and a hierarchical organization to
centralize the storage and decide how it will be
distributed. It also offers a target for local
power struggles and theft by neighboring groups,
increasing the scale of wars. With agriculture,
power thus begins its concentration into fewer
and fewer hands. He who controls the surplus
controls the group. Personal freedom erodes naturally under agriculture.
The endpoint of Cohens cultural continuum is
industrial society. Industrialism is really a
gloss on agriculture, since industry is dependent
on farming to provide low-cost raw materials that
can be value-added, a place to externalize
pollution and other costs, and a source of cheap
labor. Industrial cultures have enormous
ecological footprints, low birth rates, and high
labor costs, the result of lavishing huge
quantities of resourceseducation, complex
infrastructure, layers of government and legal
structures, and so onupon each person. This
level of complexity cannot be maintained from
within itself. The energy and resources for it
must be siphoned from outlying agricultural
regions. Out there lie the simpler cultures, high
birth rates, and resulting low labor costs that
must subsidize the complexity of industry.
An industrial culture must also externalize costs
upon rural places via pollution and export of
wastes. Cities ship their waste to rural areas.
Industrial cultures subsidize and back tyrannical
regimes to keep resource prices and labor costs
low. These tendencies explain why, now that the
US has shifted from an agrarian base to an
industrial one, Americans can no longer afford to
consume products made at home and must turn to
agrarian countries, such as China and Mexico, or
despotic regimes, such as Saudi Arabias, for
low-cost inputs. The Third World is where the
First World externalizes the overwhelming burden
of maintaining the complexity of industrialism.
But at some point there will be no place left to externalize to.
Horticulture to the Rescue
As I mentioned, Cohen locates another form of
culture between foraging and agriculture. These
are the horticulturists, who use simple methods
to raise useful plants and animals. Horticulture
in this sense is difficult to define precisely,
because most foragers tend plants to some degree,
most horticulturists gather wild food, and at
some point between digging stick and plow a
people must be called agriculturists. Many
anthropologists agree that horticulture usually
involves a fallow period, while agriculture
overcomes this need through crop rotation,
external fertilizers, or other techniques.
Agriculture is also on a larger scale. Simply
put, horticulturists are gardeners rather than farmers.
Horticulturists rarely organize above the tribe
or small village level. Although they are
sometimes influenced by the monotheism, sky gods,
and messianic messages of their agricultural
neighbors, horticulturists usually retain a
belief in earth spirits and regard the Earth as a
living being. Most horticultural societies are
far more egalitarian than agriculturists, lacking
despots, armies, and centralized control hierarchies.
Horticulture is the most efficient method known
for obtaining food, measured by return on energy
invested. Agriculture can be thought of as an
intensification of horticulture, using more
labor, land, capital, and technology. This means
that agriculture, as noted, usually consumes more
calories of work and resources than can be
produced in food, and so is on the wrong side of
the point of diminishing returns. Thats a good
definition of unsustainability, while
horticulture is probably on the positive side of
the curve. Godesky (10) believes this is how
horticulture can be distinguished from
agriculture. It may take several millennia, as we
are learning, but agriculture will eventually
deplete planetary ecosystems, and horticulture might not.
Horticulturists use polycultures, tree crops,
perennials, and limited tillage, and have an
intimate relationship with diverse species of
plants and animals. This sounds like
permaculture, doesnt it? Permaculture, in its
promotion of horticultural ideals over those of
agriculture, may offer a road back to
sustainability. Horticulture has structural
constraints against large population, hoarding of
surplus, and centralized command and control
structures. Agriculture inevitably leads to all of those.
A Steep Price
We gave up inherently good health as well as
immense personal freedoms when we embraced
agriculture. I once thought of achievements such
as the Hammurabic Code, Magna Carta, and Bill of
Rights as mileposts on humanitys road to a just
and free society. But Im beginning to view them
as ever larger and more desperate dams to hold
back the swelling tide of abuses of human rights
and the centralization of power that are inherent
in agricultural and industrial societies.
Agriculture results, always, in concentration of
power by the elite. That is the inevitable result
of the large storable surplus that is at the heart of agriculture.
It is no accident that permacultures third ethic
wrestles with the problem of surplus. Many
permaculturists have come to understand that
Mollisons simple injunction to share the surplus
barely scratches the surface of the difficulty.
This is why his early formulation has often been
modified into a slightly less problematic return
the surplus or reinvest the surplus, but the
fact that these versions have not yet stabilized
into a commonly held phrasing as have the other
two ethics, Care for the Earth and Care for
People, tells me that permaculturists have not
truly come to grips with the problem of surplus.
The issue may not be to figure out how to deal
with surplus. We may need to create a culture in
which surplus, and the fear and greed that make
it desirable, are no longer the structural
results of our cultural practices. Jared Diamond
may be right, and agriculture and the abuses it
fosters may turn out to be a ten-millennium-long
misstep on the path to a mature humanity.
Permaculture may be more than just a tool for
sustainability. The horticultural way of life
that it embraces may offer the road to human
freedom, health, and a just society.
Acknowledgement
I am deeply indebted to Jason Godesky and the
Anthropik Tribe for first making me away of the
connection between permaculture and horticultural
societies, and for formulating several of the
other ideas expressed in this article.
References
1. Diamond, Jared. The Worst Mistake in the
History of the Human Race. Discover, May 1987.
2. Mollison, Bill. (1988). Permaculture: A Designers Manual. Tagari.
3. Cohen, Yehudi. (1971). Man in Adaptation: The
Institutional Framework. De Gruyter.
4. Lee, R. and I. Devore (eds.) 1968. Man the Hunter. Aldine.
5. Harris, David R. An Evolutionary Continuum of
People-Plant Interactions. In Foraging and
Farming: The Evolution of Plant Exploitation.
Harris, D. R. and G.C. Hillman (eds.) 1989.
6. Milton, K. 1984. Protein and Carbohydrate
Resources of the Maku Indians of Northwestern
Amazonia. American Anthropologist 86, 7-27.
7. Harlan, Jack R. Wild-Grass Seed Harvesting in
the Sahara and Sub-Sahara of Africa. In Foraging
and Farming: The Evolution of Plant Exploitation.
Harris, D. R. and G.C. Hillman (eds.) 1989.
8. Goodman, Alan H., John Lallo, George J.
Armelagos and Jerome C. Rose. (1984) Health
Changes at Dickson Mounds (A.D. 9501300). In
Paleopathology at the Origins of Agriculture, M.
Cohen and G. Armelagos, eds. Academic.
9. Braudel, Fernand (1979). Civilization and
Capitalism, 15th18th Century: The Structures of Everyday Life. Harper and Row.
10. Godesky, Jason (2005). Human Societies are Defined by Their Food.
Copyright 2006 by Toby Hemenway
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